Related Laws of Person Qualified to be a Fund Supervisor 9. Report/Form (Notification of Securities and Exchange Commission) Checklist: Documents for a Renewal of Persons Qualified to be a Fund Supervisor
Securities and Exchange Commission) Checklist: Documents for a Renewal of Custodian of Private Funds 13. Circular 8/2548 28/02/2005 14. Circular KorNor. 34/2547 30/12/2004 Contact The Securities
renewal of an applicant as a registered auditor, and (b) regularly review or inspect the quality of work of the registered auditors and their audit firms in accordance with International Standards on
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sanction on the capital market auditor in the Securities and Exchange Act and to repeal and replace the provisions on renewal of the approval of the capital market auditor every 5 years with a permanent
-262-0909 13/02/2020 - 12/02/2025 6 BBL ASSET MANAGEMENT COMPANY LIMITED (The application submitted for a renewal of approval is currently under the consideration of SEC) 175 SATHORN CITY TOWER, 7TH
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Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
be repealed. Clause 2. In applying for approval and renewal of private fund custodian, an applicant shall submit an application in accordance with Form 135-1 together with supporting documents as