not delegate other persons to act or perform duties on his behalf. Clause 14. In order that investors shall receive good, efficient and fair services, the investor contact shall perform duties in
an exception for appropriate and efficient mechanisms to prevent a conflict of interest in place, annual financial statements approved by an auditor, and maintenance of capital reserves in accordance
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
grow at a slower pace, likely to fall below the lower end of the projection range of 2.5-3.0 percent, beset by the COVID-19 outbreak, the gloal economic slowdown, delay in the implementation of 2020
fundraising channel for entrepreneurs who seek access to funding sources, and it is a channel to save money and generate returns from the investment of people with a wide range of products and services. SET
, and it is a channel to save money and generate returns from the investment of people with a wide range of products and services. SET drives the capital market under the vision “To Make the Capital
their borders, and fund managers can offer their products cross-border under an efficient approval system. The addition of the Philippines to the three existing jurisdictions under the Framework
on evidence collected through cross-country surveys and robust impact assessment of programmes. What we need is ?efficient? financial education. This should involve a large range of relevant public
ลงทุนทั้งในประเทศและ/หรือต่างประเทศ กองทุนอาจพิจารณาลงทุนในสัญญาซ้ือขายล่วงหน้า (Derivatives) เพ่ือเพ่ิมประสิทธิภาพการบริหารการลงทุน (Efficient portfolio management (EPM)) ได้ หรืออาจลงทุนในหรือมีไวซ่ึ้ง