. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
Office. (3) “code of ethics for professional accountants” means: (a) code of ethics for professional accountants established by the Federation of Accounting Professions (FAP); (b) code of ethics for
accountability in accordance with the professional code of ethics, auditing standards, and other additional regulations prescribed by the law governing securities and exchange. Yours sincerely, Signature
the notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing information, registration and other applications. The Office shall disclose the
according to the notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing information, registration and other applications. The Office shall disclose
according to the notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing information, registration and other applications. The Office shall disclose
กลต.กส.(ว) 43/2565 เรื่อง การให้ความร่วมมือกับผู้สอบบัญชีในการดำเนินการตามข้อกำหนดในเรื่องการตอบสนองต่อการไม่ปฏิบัติตามกฎหมายและข้อบังคับ โดยที่ International Ethics Standards Board
on Investment Analysis on Technical Factors (5) Knowledge on Ethics of Investment Analyst 1 Obtained a bachelor’s degree. Local or foreign organization for a total period of at least 1 year during the
the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and
the policy, law including the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have