investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business. Thus, he

EMM Consulting Company Limited EMM Consulting Company Limited ("EMM"), represented by company directors Mr. Alan Sydney Roy Lane and Miss Ratanaporn Aoonta, had not been licensed to operate

of investment products and financial services for alien expatriates and residents in Hong Kong, Moscow, Shanghai and Bangkok. The aforesaid person had not been licensed to operate securities business

control the risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. The act of Zipmex did not operate other than the

Base Point Associate Company Limited Base Point Associate Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point

Victor Corporation (Thailand) Limited Victor Corporation (Thailand) Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point

Mr. Supun Kumsoodtee Mr. Supun Kumsoodtee conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr.Adisak Dandgomane Mr.Adisak Dandgomane conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Issara Maliwan Mr. Issara Maliwan conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the