/timeliness of the research • Evaluation of the objectivity and independence of the recommendations 10 MATERIALITY Governance Climate Change Location Company-specific Sector/Industry Investment Horizon CFA
any change on such information, the management company shall also update the list on its website within fourteen days from the date of change. Chapter 3 Person Listed in the Register of Person Qualified
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
, where such time period shall not be longer than ten years for each behavior in each case. In this regard, the SEC Office may change the 9 time period or conditions prescribed if the facts appear at a
disclose the list of fund manager of each mutual fund in a report or document sent to unitholders at least once a year and shall publish the same information on its website. In case of any change on such
information: (a)2 there is no reason to doubt that the information disclosed to the public or the SEC Office is incomplete, contrary to facts, insufficient for making investment decisions, or contains a
procedures for keeping documents by the company secretary. The company therefore may use any effective procedure that also safely prevents unauthorized access, revision, change or destruction of such documents
procedures for keeping documents by the company secretary. The company therefore may use any effective procedure that also safely prevents unauthorized access, revision, change or destruction of such documents