legal framework applicable to its distribution and, in particular, in competition rules (such as, in the EU, the renewal of the selective distribution block exemption in 2022) could have a significant
Sustainable and Responsible Funds (SRF) under the existing ASEAN CIS Framework, the Meeting endorsed the Handbook for cross-border offerings of ASEAN Sustainable and Responsible Funds under the ASEAN CIS
particular investor. The ICAPs Expectations Ladder and ICAPs Guidance Framework are for informational purposes only and should not be construed as legal, tax, investment, financial, or other advice. https
risks or not responding to risks identified 4. Specific Financial Reporting and Audit Performance Considerations • A lack of effective communication between audit committees and audit firms • Consistency
Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other
incorporated companies in Thailand and other ASEAN members, simultaneously or in proximate period, under the ACMF framework. The issuers will be allowed to file with the SEC disclosure documents using ASEAN
the monopoly status of the Stock Exchange of Thailand through demutualization, and liberalize securities business licensing and brokerage fee. Other strategies include reform of legal framework and tax
introduced the Co rruption Perceptions Index (CPI) as an indicator of the perceived levels of corruption in each country. The assessment has been conducted annually since then. On legal framework