and Exchange Commission) Consent Form for Personal Information Disclosure Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900
ภายในและภายนอก/ผู้ตอบแบบสอบถาม สมัครงาน Online ผู้สมัครงาน ประกาศเจตนารมณ์เข้าร่วมโครงการ พนักงาน/ผู้บริหารของหน่วยงานภายนอกที่สมัครเข้าร่วมโครงการ ฐานความยินยอม (Consent)/ฐานสัญญา (Contract)/ฐานในการ
approval period. For the purpose of submitting this application by post, I hereby consent to formally interact with the SEC Office and be officially informed by the SEC Office via e-mail. In addition, in
of the Department of Special Investigation, the Governor of the Bank of Thailand and the Secretary-General of the SEC. With consent of the Civil Penalty Committee to commence the civil penalty
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
consultants are not allowed to make investment decisions for investors, no matter if the investors give a consent or not, and they have to perform professional duties with loyalty and integrity at all times
& Informed Consent (FPIC) Requirement .......................................................................................................... 17 3.9 Best Practice for Disclosure
provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of such
conditions different from the provision of services by the Stock Exchange of Thailand and a securities trading center not participating in the regulatory sandbox, and that the service user’s consent is
operator in the same manner not participating in the regulatory sandbox , and that the service user’s consent is required prior to provision of services; (4) making an agreement with the service user related