duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and allowing them to be used by any unauthorized
We acknowledge and agree that we have the duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and
that the operating plan must be consistent with the National Strategy, the National Economic and Social Development Plan as well as objectives of securities regulation. 6.2 Disclosure of confidential
Climate Bonds Standard Version 3.0 Draft - Second Consultation 1 Climate Bonds Standard Version 3.0 Climate Bonds Initiative, November 2018 What does the Certification mark mean? Certification under the Climate Bonds Standard confirms that the bond, loan or other debt instrument is: Fully aligned with the Green Bond Principles and/or the Green Loan Principles Using best practices for internal controls, tracking, reporting and verification Financing assets consistent with achieving the goals of t...
client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided that the policy on such matter should be in accordance with the
that the policy on such matter should be in accordance with the notification prescribed by the Office Re: Measures on Prevention of Money Laundering and Terrorist Financing in Securities; (5) The
percent of the total voting rights to propose that the board of directors include a matter in the agenda of the shareholder meeting. The board of directors must do so within a specified period of time for
percent of the total voting rights to propose that the board of directors include a matter in the agenda of the shareholder meeting. The board of directors must do so within a specified period of time for
: The public may be skeptical about directors who are sibling on the matter concerning whether each committee has independence in performance his/her duty. The company may need to disclose director's
selection and appointment of the SEC Board of Directors, which may include the appointment of a subcommittee to screen the candidates, and the selection would be through a confidential voting method whereby