INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...

result, important tasks during the period before the Derivatives Act became effective was to prepare the establishment of a futures exchange and make sure that market participants were ready. DEVELOP THE

covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important

Average ROE* - mean 64% 65% *medians are 18% and 24% for 2014 and 2013, respectively. Source: statistics or financial statements accessible at www.sec.or.th Outlines  Fees: a sure thing  Performance

Green bond < Conventional bond Green bond 10% Conventional bond 39% Not sure 51% Source: Research and Data Department, SEC , Thailand (as of 6/2023) Remarks: *YTM ของ bonds ในแบบส ารวจคอื 3.44% (คา่เริม่

the Record Date of the shareholders names who will be entitled to receive dividend 8 May 2018, the Closing Date of shareholders names to be collected pursuant to Section 225 of the Securities and

510.75 million, it has been collected in total of THB 264.86 million and the trade accounts receivable which was overdue by lower 6 months has been collected in total of THB 95.98 million (up to 28

the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the following

well as the persons who commit offenses as prescribed by the acts/royal decrees under the power and duties of the SEC Office. 1. Personal data collected by the SEC Office: The SEC Office collects the

recorded the total liabilities of 144.85 Mb. and 195.17 Mb.or 32.69% and 40.60% of total assets respectively. Current liabilities included Current Portion of Unearned Revenue (bill and collected in advance