directors and executives of a listed company as well as of its subsidiary must perform their duties with responsibility, due care and loyalty for the best interest of the company, the SEC on November 27, 2008
the same day. Saowarat’s misconduct according to (1) is deemed failure to perform duties or provide services with loyalty by misappropriating client assets, and according to (2) is deemed acting
benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
ค่าตอบแทนที่ได้รับเนื่องจากการนำเงินของกองทุนรวม หน่วยลงทุนนั้นไปลงทุนในหน่วยลงทุนของกองทุนรวมต่างประเทศ (loyalty fee หรือ rebate) เข้าเป็น ทรัพย์สินของกองทุนรวมหน่วยลงทุน หากบริษัทจัดการได้ดำเนินการตาม
Sustainable Investing, The Forum for Sustainable and Responsible Investment (ussif.org), 24 Dec 2020 2. Fidelity, Putting Sustainability to the Test: ESG Outperformance amid Volatility, 2020
(loyalty fee หรือ rebate) เข้าเป็นทรัพย์สินของกองทุนรวมหน่วยลงทุน หากบริษัทจัดการได้ดำเนินการตามวรรคหนึ่งแล้ว ให้บริษัทจัดการคิดค่าธรรมเนียม
engagement • Improving risk management • Improving financial performance • Building customer loyalty • Attracting and engaging employees Source: The Comprehensive Business Case for Sustainability, Harvard
before signing payment checks, causing the company to suffer losses. Their actions were deemed failure to perform duty with responsibility, due care and loyalty for the best interest of the company, which
with due care and loyalty, he shall be liable to 3-year imprisonment and a fine of 60,000 baht for each count, totalling 54-year imprisonment and a fine of 1,080,000 baht, (2) for dishonest and