easily-accessible contact channels for the provident fund members to request advice. Moreover, the proposed revised regulations would abolish certain kinds of reports of the investment management
convenient or easily-accessible contact channels for the provident fund members to request advice. Moreover, the proposed revised regulations would abolish certain kinds of reports of the investment
capital requirements are also stipulated in the proposed amendments.SEC is now seeking public comments on the revised draft notification on the maintenance of capital which has been refined in certain
be collected from certain types of transactions that are currently not subject to any fee. In addition, the rates of fee should be easily applied under the principle of ease of doing business, for
future revenue rights during a certain period to the fund while retaining title, management and control over the assets. In doing so, feasibility studies and regulatory restrictions of the infrastructure
SEC and related organizations have complied with FATF standards. We are certain that the announcement will not directly affect capital market business. If there will be any indirect impact on private
with the guideline. In this regard, advertisements launched by certain asset management companies and considered as compliance with the guideline have been chosen as examples for others,? said Deputy
required. Moreover, certain criteria will be applicable to the business operator such as (i) outsourcing policy and arrangement must be made in writing; (ii) contingency plan must be in place for the case
addition, certain conditions may cause disadvantage to the company. Besides, the company has no manifest business plan after selling out its core assets, putting the company at risk of having operating loss
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this