amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting
redemption was in fact a breach of such terms and conditions, and consequently caused damage to the customer who had to return the tax deduction money to the Revenue Department and pay for the capital gain tax
) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors
approximate amount of 8.5 million baht.TMB has terminated her employment without granting a compensation. The bank has also taken legal action on the case and paid compensation for the damage to every
account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person
from AMC, and the assignment of such rights to DCH Co., Ltd., instead of N-PARK, by Mr. Jaruthavee without seeking approvals from the company?s Board of Directors and shareholders, had caused damage to N
sustainable business opportunities, (4) working with partners to develop innovative financing solutions, and (5) helping to unlock private finance for the SDGs. “UNDP recognizes the bold step taken by SEC
the Securities and Exchange Commission, Thailand, and Thai Listed Companies Association for taking bold steps to promote women’s leadership roles, track progress, endorse the Women’s Empowerment