an approval of the offer for sale of newly issued sukuk and filing of relevant evidentiary documentation or any report under Chapter 1; (2) qualifications of Shariah advisor under Chapter 2; (3
COMPANY LIMITED Disclosure Business News ( 5 record(s) found) Date Time Heading Link 10/08/2022 19:13 Connected transaction: Renewal of a hotel management advisor agreement 09/08/2021 17:25 Connected
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
category of investment consultant or derivatives intermediary in the category of derivatives advisor gives investment advice to clients by taking into account the appropriateness of the investment, the
) control and monitor any employee who gives the information thereof to clients for correctness and accuracy. Clause 24/1 In cases where the securities intermediary in the category of investment consultant
Consultant, Private Fund Management Department.With reference to the investigation findings, the afore-mentioned offenders had planned and divided responsibilities for this purpose since the beginning of the
investment advisor license The SEC Board allowed foreign securities and derivatives business operators to release their research papers and/or give investment advice to Thai investors without the need to
in the Information Memorandum of Connected Transaction of We Retail Public Company Limited attached to this letter. Moreover, the Board of Directors Meeting of the Company had resolved to assign Mr