seeking operating licenses, in line with the transitional provisions, are allowed to operate their digital asset businesses. Five of them are seeking licenses to operate as digital asset exchanges: (1
Commission, Thailand (SEC) is seeking public comments on a proposed revision to the principles for supervising digital asset (DA) custodial wallet providers. This would involve an exemption from the definition
) has amended the regulations on custody of clients’ assets in digital asset businesses, which include keeping custody, withdrawal and transfer of clients’ fiat money, and seeking benefits from clients
client and seeking benefits from the client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that Acting Sub-lieutenant
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
accurate and updated records of clients’ assets; and (3) Seeking benefits from clients’ fiat money shall be prohibited except in the form of deposit with commercial bank(s). In this regard, digital asset
SHARE : Public hearing on revision to financial statements reporting forms Friday 4 December 2015 | No. 132 / 2015 Bangkok, December 4, 2015 ? The SEC is seeking public comments on a draft revision to the
SHARE : SEC public hearing on proposed amendments to arbitration rules Wednesday 30 March 2016 | No. 29 / 2016 Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the
Bangkok, 20 September 2017 ? The SEC is seeking public comments on the principles and the amended rules governing listed companies? disclosure of good corporate governance compliance via Form 56-1
Bangkok, June 16, 2015 ? The SEC is seeking public comment on the draft regulations to be issued under Section 152 of the Derivatives Act B.E. 2546 (2003) on payment of bounty to the informer. Under