Accounting Professions (FAP), we have agreed to formulate a collaborative effort to enhance financial reporting quality to be in line with international standards and to promote more active roles of financial

the near future.   ?The SEC has placed importance and played active roles in MCMC forum and I am very pleased that other Mekong jurisdictions have done the same. We agreed that the meeting will be held

in investments without active involvement in management. This includes investments in securities, derivatives or digital assets at a collective total exceeding 40 percent of the total assets as per the

features as follows:  1. Allowing actively managing strategies for ETFs, i.e., active ETFs, in addition to the existing passive ETFs;   2. Streamlining consideration procedure for underlying index which will

. of AMCs 24 23 No. of active mutual fund managers under AMCs 266

large part consistent with the SEC’s Strategic Plan and policy since the SEC is a major driver of the Master Plan. In this past year, the SEC has been active in imposing rigorous supervision/enforcement

) and Syracuse University, USA, and a Master degree and a PhD in Finance from the Wharton School, University of Pennsylvania, USA. He has played an active role in Thailand’s economic development and held

)” –  liquid assets less liabilities and risk haircuts  –  to ensure that there are sufficient liquid assets to absorb losses, maintain stable financial status and, in the event of insolvency, prevent damage to

้ ขอ 1 ทรัสตอาจกอตั้งขึ้นเพือ่ประโยชนตอการดําเนินธรุกรรมในตลาดทุนดังตอไปนี้ (1) ทรัสตสําหรับการบริหารและจัดการลงทุน (Active trust) ไดแก (ก) การออกตราสารศุกูก (Islamic bond) (ข) การจดัตั้งกอง

Approval of independent professionals Quarter 2/2023   2 Number of active personnel in securities and derivatives businesses 2022   Last updated on 20 September 2023