Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but for normal situations, business operators must receive the SEC’s prior approval. Hence, business...
Management Name : Miss MUNCHUSA TERAPONGPIPAT | Type of securities : Common share | Methods of Acquisition / Disposition : Accept Transfer from depositor | Transaction Date : 08/04/2016
Management Name : Mr VIBOOLSAK UDOMVANICH | Type of securities : Common share | Methods of Acquisition / Disposition : Accept Transfer from depositor | Transaction Date : 06/06/2016
Management Name : Mr VIBOOLSAK UDOMVANICH | Type of securities : Common share | Methods of Acquisition / Disposition : Accept Transfer from depositor | Transaction Date : 15/09/2016
Management Name : Mr VIBOOLSAK UDOMVANICH | Type of securities : Common share | Methods of Acquisition / Disposition : Accept Transfer from depositor | Transaction Date : 26/09/2016
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for