Thai incorporated companies and foreign companies not listed on specified main board of foreign exchanges. The proposal aims at enhancing investor protection while pushing securities issuers to rectify

persuaders on whether or not they are licensed as the digital asset business operators on SEC list. Those who are not listed and intend to operate digital asset businesses can request SEC for licenses and

, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board to supervise transactions that are considered conflicts of interest by investing in unrated and unlisted bill

whereas PE Trusts are not listed securities and have a limited number of investors. As a result, SEC has specified different requirements as deemed appropriate to them.The consultation paper can be found

which are not listed on the stock exchange or derivatives exchange https://publish.sec.or.th/nrs/6409pe.doc นโยบายการรักษาความปลอดภัยด้านเทคโนโลยีสารสนเทศ (IT security policy) ] 2. การควบคุมการพัฒนา หรือ

construction and not listed in the Stock Exchange of Thailand, amount of 4,000,000 (“Four Million shares”) shares or 17.39% of paid up capital which is 23,000,000 shares (“Twenty-Three Million shares”) at par

products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an

audit committee can conduct a preliminary inspection and report the inspection?s results to the auditor and the SEC. Since a number of securities firms are not listed companies and, therefore, are not

เกณฑ์ เงื่อนไข และวิธีการที่คณะกรรมการกำกับตลาดทุนประกาศกำหนด โดยลงทุนในตั๋วแลกเงินที่ไม่มีการ จัดอันดับความน่าเชื่อถือ (unrated) และไม่ได้เป็นบริษัทจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทย (unlisted) ของ

consultation paper is available until August 20, 2013.The SEC proposes to allow mutual fund, private fund, provident fund and accredited investor fund to invest in both listed and unlisted instruments of the GMS