Complex Type 1 Investment Consultant
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
BBL ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 24/06/2013 - 02/07/2013
3 months, the suspension imposed by the SEC shall remain 6 months. Also, the SEC imposed 40-day suspension on the approval as securities investment consultants on {B} and {C}. The suspension of three
Investment and Giving Investment Advice dated January 18, 2012 (Notification No. TorLorThor. 3/2555). Accordingly, the SEC suspended {A} for three months from his duty as the approved capital investment
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 21/01/2008 - 28/01/2008
Type of securities : Common share | Effective Date : 22/08/2017 | Close Selling Date : 25/08/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/08/2009
THREE SIXTY FIVE PUBLIC COMPANY LIMITED | Q1/2011