Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of...
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 05/11/2004 - 15/11/2004
TALIS ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 16/11/2017 - 23/11/2017
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 01/01/2004 - 15/10/2004
SCB ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF,Super Savings Fund : SSF | Offering Date : 05/10/2004 - 15/10/2004
KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 06/06/2007 - 20/06/2007
produce research papers in compliance with IAA guidelines, and analysis reports will be reviewed and determined by IAA to ensure the quality of the research papers, before submitting them via IAA Consensus
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต) ร่วมสัมมนาออนไลน์ในงาน Asia Pacific Stock Exchanges Webinar Series ภายใต้หัวข้อ “Overview of Equity
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, actions liable to be offenses committed by the three persons above were detected during 16