Vulcan Coalition Company Limited Vulcan Coalition Company Limited failed to prepare and submit the result of the convertible debenture sale report to the SEC Office within October 15,2020 which is

operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring

Mr. Niran Pravithana Mr. Niran Pravithana, a Director for the operation of Vulcan Coalition Company Limited, shall be liable for Vulcan Coalition Company Limited’s failure to prepare and submit the

be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to

suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard

frauds and scams as well as money laundering schemes. The list of business operators not supervised by the SEC can be checked at the “investor alert” link https://market.sec.or.th/public/idisc/th

Coalition Against Corruption, it is applicable to specify operation or progress by referring to such project. 11. Internal Control and Risk Management Briefly describe sufficiency of internal control system

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

following Divisions and Departments:           2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General

as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial