tokens without clear objectives or utility, lacking underlying support, with prices driven by trends in social media. The prohibition of digital asset exchanges from trading meme tokens is in compliance

supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that

information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research

Unyakowit), who was then an IEC executive.   Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy

net profit in Quarter 1/2018 was 1.91 million baht because the lacking of the main raw material that have the affect on products cannot send to the clients in time. But the expenditures are decreased in

that an investee company is found to be lacking sustainability qualifications according to the rules governing Thailand ESG Funds, such investee company may remain in the Thailand ESG Fund portfolios as

from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment

any risks arising from an appointment of any persons lacking qualifications or possessing prohibited characteristics.

owners, in order to gain indirect benefits for himself. His actions are deemed as failure to honestly and fairly perform his duty in providing financial services, lacking of professional accountability or

business sectors while maintaining the protection of investors from any risks arising from the appointment of any person lacking qualifications or possessing prohibited characteristics, and (2) harmonize the