SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
listed companies, which need investor and stakeholder recognition and acceptance. Moreover, it will motivate other investors to see the importance of making investment in those adhering to anti-corruption
performance of personnel in the capital market. These initiatives fall under the Strong Securities Issuers Project and focus on preventing, deterring and suppressing inappropriate behaviors and misconduct. A
Complex Type 2 Investment Consultant
Complex Type 2 Investment Consultant
ACMF implemented the Professional Mobility Initiative to facilitate cross-border publication of research reports. The objective of this framework is to promote wider investor participation in the ASEAN
Pittayasophon, provided an update on the progress of the Strong Securities Issuers Project to enhance the quality of listed companies and the duty performance of personnel in the capital market, with the main
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
/> วันที่ตอบ : 06/10/2548 คำถาม : ตามที่สมาคมส่งเสริมผู้ลงทุนไทยได้เสนอให้มีการจัดตั้ง investor club ตาม
World Investor Week is a global campaign promoted by the International Organization of Securities Commissions (IOSCO) to raise awareness about the importance of investor education and protection. The