SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 12/10/2007 - 19/10/2007

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 24/11/2004 - 14/12/2004

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund | Offering Date : 08/10/2012 - 12/10/2012

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 14/11/2005 - 28/11/2005

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 21/11/2005 - 09/12/2005

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund | Offering Date : 17/10/2007 - 31/10/2007

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Capital Protected Fund,Retirement Mutual Fund : RMF | Offering Date : 29/11/2006 - 19/12/2006

THAI ASSET MANAGEMENT COMPANY LIMITED|Capital Protected Fund