expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each. Apart from the civil sanction, the SEC is questioning
Bangkok, 18 January 2019 ? The SEC has imposed civil sanction on three offenders for manipulating the share price of Bangkok Airways Public Company Limited (BA), namely (1) Mr. Prasert Prasarttong
Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical
Bangkok, 15 September 2017 ? The Civil Sanction Committee has imposed a civil sanction on Mr. Ravi Lohtong, director and executive of Siam Sport Syndicate Public Company Limited (SPORT), for using
which Warot and Jeeraporn were working. They used such inside information to trade securities or derivatives of 12 listed company clients during 2015-2017. Most of such draft financial statements
Bangkok, 30 March 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Pinit Vongmasa and Mr. Chatchala Vongmasa, for using inside information to purchase shares of Padaeng Industry
assistant and supporter to the commission of the offenses and subject to the penalties in conjunction with Section 86 of the Penal Code. The Civil Sanction Committee has resolved to instruct the SEC to
Bangkok, 13 June 2018 ? The SEC has announced that the other six offenders in the share manipulation case against Asset Bright Public Company Limited (ABC) have consented to the civil sanction
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Jajjai Dhammarungruang and Ms. Benjamas Dhammarungruang, for using inside information to sell shares of
Bangkok, 6 June 2018 ? The SEC has imposed civil sanction on Mr. Jajjai Dhammarungruang, Vice President and Executive Director of Modernform Group Public Company Limited (MODERN), for using inside