Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
(ก.ล.ต.) และสมาคมบริษัทจดทะเบียนไทย ณ โรงแรมคราวน์พลาซ่า กรุงเทพฯ ลุมพินี พาร์ค โดยมีผู้เข้าร่วมโครงการจากบริษัทจดทะเบียน 30 แห่งการประชุมเชิงปฏิบัติการนี้ เป็นส่วนหนึ่งของโครงการ WE RISE Together ที่
profit margin was slightly brought down by 0.9% of gross profit margin due to turnaround costs and the rise of main raw material prices from tight supply plus greater crude oil prices. 2. In Q2 2018
nine-month period when compared to the same period of the year 2016, which is related to the rise of revenue and to catch up work progress to complete on time resulting in higher costs while the
satisfactory improvement among 585* listed companies. The rise of 13 such companies to Progress Level 5 (out of 6 levels) indicated extended efforts to involve stakeholders in the implementation of corporate
sale/purchase ( ) Other (please specify) 3. Date of filing this report to the SEC 02/10/2019 90-day period (the first day being the date of action under item 2 which give rise to this reporting
which give rise to this reporting obligation) Baht/Unit, on the date of: 5. Information about the reporting person name Mr. Wangyoup Jhee 6. Person authorised to contact with the SEC (if any) Mr