Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company's reporting which was posted for public hearing in late 2013. The revision proposes to eliminate private fund's custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund's asset value, such reporting requirement will be imposed on asset management companies which mark to marke...

Bangkok, April 18, 2014 ? The SEC is seeking further public comment on revision of asset management company?s reporting which was posted for public hearing in late 2013. The revision proposes to eliminate private fund?s custodian reporting requirement as the custodian does not value the assets on mark to market basis. In order to provide investors with more accurate information on the fund?s asset value, such reporting requirement will be imposed on asset management companies which mark to marke...

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms?...

and investors. Once SET proposes revision to the free-float criteria and other measures, SEC will submit the guidelines for revising such criteria and measures to the SEC Board for consideration of

, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators

Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated

: The SET shall comply with the regulatory objectives and the operating rules of securities exchange. In issuing, revising or modifying its rules and regulations, the SET must conduct a hearing session

permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets;4. Revising disclosure requirements on the funds’ portfolio holding

. Permitting ETFs to invest in the assets permissible for general mutual funds’ investment, in which the AMCs have the duties to look into the suitability and liquidity of such assets; 4. Revising disclosure