between the SEC and Chulalongkorn University, Thammasat University, Kasetsart University and National Institute of Development Administration, the leading business schools, aiming to publicize researches
potential of studies pertaining policies regarding the capital market. This seminar was the first time that SEC prioritizes the promotion of collaborations between academics and related parties from all
auditors on issues and case studies related to the accounting and auditing of IPO and listed companies, featuring presentations by representatives from the SEC. The sessions covered perspectives and
advice with bias, not based on professional standards, and without supporting studies/researches or imparting rumors. For {E}, his action was considered using client account to trade securities for the
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC
to apply information from their observation trip to their studies under such program. The lecture was held on 3 March 2023, at the SEC Building.
irregularity in redemption as mentioned above. Moreover, investors should not panic on the bird flu situation. Evaluating Government?s measures as well as studying researches provided by securities
the company and conducted consistent investigations as authorized by law. The enforcement under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) encompassed various aspects, including
Navigating Associated Risks from Key Stakeholders," along with workshops on "Generative AI Governance" and "Studies of Cybercrime Next Door." Additionally, there were booths providing insights into