replies of national authorities to various questionnaires circulated across the OECD/INFE in recent years. It provides a preliminary overview of recent trends and development on financial education policies
development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses ContactUs
development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses ContactUs
, identification of quality risks, assessment of quality risk levels, and identification of relevant responses to reduce the identified quality risk levels? 1.1 Does the audit firm completely identify minimum
first analysis of Thai KAMs to investigate investors’ reactions to the different numbers, types, and tones of KAMs. To investigate whether the investors are sentimental to tones of Thai words in KAMs, a
and regulatory responses เพื่อนำเสนอนโยบายและการกำกับดูแลเพื่อส่งเสริมนวัตกรรมและเทคโนโลยี ตลอดจนการคุ้มครองและให้ความรู้แก่ผู้ลงทุนของ ก.ล.ต. พร้อมแลกเปลี่ยนความเห็นกับผู้แทนจากภาครัฐและหน่วยงานกำกับ
up audit file in case of electronic working papers? 4 Does the firm have policies and procedures for the documentation of complaints and allegations and the responses to them? 119
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
- Statement – 16 January 2024 SEC monitors development of Spot Bitcoin ETFs overseas to formulate supervisory policy responses Reference is made to the US Securities and Exchange Commission’s recent
late 2018. Most stakeholders from the business sector and the mutual fund industry generally submitted positive responses supporting the principles. The amendments drafted under the principle-based