Bangkok, December 23, 2015 - According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
Bangkok, December 23, 2015 ? According to the highly publicized news coverage on share transfers of a person, the SEC after probing into the case has imposed administrative sanctions on three
approximately 5.11 million stocks to 7.43 million stocks.The offenses committed by Atthavut and Sujeera were deemed manipulation of TIGER price under Section 244/3 (1) and (2), subject to the penalties under
offense under Section 242(1) in conjunction with Section 243(1), subject to the penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).By allowing Dr
to 7.43 million stocks. The offenses committed by Atthavut and Sujeera were deemed manipulation of TIGER price under Section 244/3 (1) and (2), subject to the penalties under Section 296, Section 296/1
Bangkok, 9 November 2017 ? The Civil Sanction Committee has imposed civil sanctions on four persons, namely (1) Mr. Surachai Suwanthanakul, (2) Mrs. Orthai Sae-tung, (3) Mr. Somsak Saravutwattanakorn
under Section 243 and subject to penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992) and Section 317/4(1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016) in
) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA. The Civil Sanction Committee has resolved to authorize SEC to initiate civil
Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the Penal Code, subject to the penalties under Section 296, Section 296/1 and Section 296/2 and civil sanctions under
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and