Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts. In addition, the draft regulation is expected to further clarify the scope of supervision of digita...
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for sale of newly issued securities to the public (IPO) whereby issuing companies and listed companies would not be allowed to operate business as an investment company to prevent the misuse of the IPO channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on t...
Having joined SEC since 1999, Assistant Secretary-General Archinee Pattamasukhon holds a bachelor’s degree in Business Administration (Finance), the University of the Thai Chamber of Commerce
and General Administration Department, the Human Resources Department, and the Organizational Risk Management and Governance Development Department. Her appointment will become effective on 16 May
) Administration expenses 21.07 860.00 29.31 8.20 (8.24) (28.11) Gain (loss) before finance costs and income tax (25.51) (1,041.22) 83.03 23.22 (108.54) (130.72) Finance costs 1.28 52.24 0.00 0.00 1.28 127,900.00
underwriters. The proposed new rules cover the addition of municipal bond as securities, and filings in English version when foreign securities are offered, and the prohibition imposed to underwriters, their
Bangkok, October 24, 2014 ? The SEC and the Faculty of Business Administration, National Institute of Development Administration (NIDA) co-organized the ?4th SEC Working Papers Forum,? under the
Enforcement Department 2 and the Litigation Department. His appointment has become effective as from 1 February 2024. Pol. Lt. Col. Sutthisak Jitpimonmas holds a bachelor’s degree in Public Administration from
, Capital Market Supervisory Board Education Doctor of Business Administration, Finance, Chulalongkorn University Master of Business Administration Management Information System, University of Dallas