Earlier, the Civil Sanction Consideration Committee resolved to apply civil sanctions on Mr. Suphanan, an IFEC director and chief executive officer, and Mr. Thanawat Chansuwan, who was IFEC director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 201...
Earlier, the Civil Penalty Consideration Committee resolved to apply civil sanctions against Mr. A for obstructing and failing to set up a board of directors meeting and a shareholders meeting to appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and refused to cooperate with other IFEC directors to facilitate the board of directors’ meeting by...
Facebook page Investment, profit : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has therefore requested the public prosecutor in writing to file a lawsuit against Mr. Thanawat in the Civil C...
Facebook page Easy to make profit : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2022)
Facebook page ชื่อ Investment for Profit : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2023)
Facebook Page ชื่อ Investing to make a profit : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
Facebook page ชื่อ Make a profit from stocks : Unlicensed securities and derivatives business (Disclosure Date : 12/06/2024)
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 10/09/2007 - 24/09/2007