Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
Overview The Forestry Criteria has three components: 1. Mitigation component 2. Resilience component 3. FPIC component The diagram below shows how these components come together to make up the Forestry
. [AVF] Seller Mr.Boonkiet Chokwattana – connected person 3) Nature of relationship Mutual directors Mutual directors Position Mr.Boonkiet Chokwattana Mr.Sommat Khunset Pek Industries Co.,Ltd. Chairman
.,Ltd. [AVF] Seller Mr.Boonkiet Chokwattana – connected person 3) Nature of relationship Mutual directors Mutual directors Position Mr.Boonkiet Chokwattana Mr.Sommat Khunset Pek Industries Co.,Ltd
Electric Public Company Limited (KYE) Parties Seller : Mitsubishi Electric Trading Corporation (MT) 3) Nature of the Transactions Investment in assets of molds and die categories for component parts of
• the duty of care, • duty of loyalty, • duty of good faith, • duty of confidentiality, • duty of prudence, • and duty of disclosure. • If a person violates their fiduciary duty, they are personally
.................................................................................................... 5 4. Eligibility Criteria for Wind Renewable Energy Assets ............................................................... 6 4.1. Mitigation Component
is not the connected person of the Company. Please be informed accordingly. Yours sincerely, Mr. Yeap Swee Chuan President & CEO Appendix 1 1 The Board of Directors’ Meeting of Aapico Hitech Public