mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license

Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund? Yes No If “Yes”, please specify criteria of acceptable index ( please

foreign ETF comply with the Notification of the Capital Market Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund

possible) General Equity Fund Bond Fund Mixed Fund Feeder Fund Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify

Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify ____________________________________________ 4) Is the Hong Kong Covered Fund a sub-fund of an

to crude oil either wholly or partially; or Commodity index; 9) Is the foreign ETF a passively managed fund? Yes No If “Yes”, please specify such passively-managed investment strategy

ซ่ึงรูปแบบ หนึ่งที่สํานักงานไดดําเนินการไปแลว คือ การอนุญาตใหจัดตั้งกองทนุรวมอีทีเอฟไทยไปลงทุนใน หนวยของอีทีเอฟตางประเทศ (“foreign ETF”) โดย foreign ETF ตองมีลักษณะเปน simple & passively managed

Notification of the Capital Market Supervisory Board concerning Investment of Funds, and to passively manage investment. Chapter 3 Conditions after Approval __________________ Clause 18 In case where the facts

for selecting an analysis/a research to support an investment decision. (4) Prescription of criteria in selecting each asset/group of asset to be actively or passively* invested in order to reduce risk

) Prescription of criteria in selecting each asset/group of asset to be actively or passively* invested in order to reduce risk by diversifying investment with * Active investment is the investment which investors