Agent? at the SEC website (www.sec.or.th) or at the Agricultural Futures Trading Commission website (www.aftc.or.th) in case of agricultural futures investments. To report any suspicious irregularities or
, please contact SEC Help Center via www.sec.or.th or Hotline 1207. ----------------------------------
Bangkok, September 1, 2009 ? The SEC is conducting a public consultation on the revision to the rules governing registration of derivatives agents/ dealers and their business conduct with an aim to reduce institutional investors? risk in doing business with those operators who are allowed to provide services only to institutional investors. The principles for the revision are: 1. Registration rules: Any foreign juristic person wishing to apply for registration as a derivatives dealer must have...
public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not
Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...
zipmeix.com Website : www.zipmeix.com (assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 11/04
www.satongcarp.myshopify.com (assuming the appearance of licensed business operator by using the name of SATANG CORPORATION COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 12
https://zipmex.baadz.com(assuming the appearance of licensed business operator by using the name of ZIPMEX COMPANY LIMITED.) : Unlicensed digital asset business (Disclosure Date : 08/05/2023)