entered into a derivatives contract in a different manner from their normal practice, have known or possessed the inside information under Section 242: (1) holder of securities exceeding five percent of the
or documents given by a client, the intermediary shall review and update such information without delay by taking the following actions: (a) gather and recheck information in addition to the normal
to deviate from normal market conditions; (b) the client’s derivatives trading is inappropriate or may contravene the Law on Derivatives3; (c) the client fails to notify, provide information or prepare
services, more than those should be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary ’s resources for wrongful action or support of such action
secretary shall be responsible for the preparation of the annual report. In practice, the company secretary may compile information from across departments by oneself to prepare such report or assign others
, and/or Ms. Pimjai Manitkajohnkit, C.P.A. Registration No. 4521 and/or Ms. Rosaporn Decharkom, C.P.A Registration No. 5659 and/or Ms. Sumana Punpongsanon, C.P.A Registration No. 5872 of EY Office Limited
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring