Bangkok, February 4, 2016 ? In the continued support to Thaipat Institute?s assessment of Thai listed companies based on the 2015 Anti-corruption Progress Indicators, the SEC has marked an overall
Facebook Page ชื่อ ESG Metrics : Unlicensed securities and derivatives business (Disclosure Date : 18/07/2024)
Facebook page Trading Indicators : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2022)
Thailand have been closely monitoring the situation in the financial market, and deem it necessary to take the following measures to stabilize the financial market and stop the liquidity problem from
Facebook Page ชื่อ ESG Metrics - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/07/2567)
SET on a continuous basis and viewed that preventive measures implemented by the SET to cope with high turnover securities trading are appropriate and responsive to current environment. Therefore
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and...
The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral
is therefore suggesting that SET needs to review the free-float criteria and the trading alert measures, especially in cases where the prices of low free-float shares change quickly, and consider other