-Meeting) with the agenda for consideration and approval of the following:Agenda 1: Consider approval of the following issues:1) Extending the maturity date of the bonds by another 2 years2) Partial
Bangkok, March 25, 2014 ? SEC Secretary-General Vorapol Socatiyanurak emphasized importance of listed companies? Annual General Meeting of Shareholders (AGM), an event set up every year during March
Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for...
Microsoft Word - Resolution of the Board of directors meeting No3_2018 Our Ref: CEO 015/2018 10 August 2018 Subject Resolution of the Board of Directors Meeting No.3/2018 Attn. To President of the
The meeting discussed important developments and course of actions in overseeing and developing the capital markets of member jurisdictions. For instances, issues around harmful but legal conduct
The SEC attended the International Organizations of Securities Commission (IOSCO) Growth and Emerging Markets Committee (GEMC) Annual Meeting and Conference in St. Petersburg, Russia last week. Key
SEC Secretary-General Ruenvadee Suwanmongkol and executives attended the GEMC Annual Meeting on 20 September 2019. Currently, the GEMC is composed of 80 member countries and chaired by Dr. Obaid
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in offering digital asset advisory service and/or acting as digital asset fund manager to provide alternative investment choices for investors, but also support careful monitoring of persons giving advisory service and soliciting the public to invest in digital assets, which may be liable to fraud and ca...