Bitkub Online Company Limited During January 2021, Bitkub Online Company Limited ("Bitkub"), a digital asset exchange, reported the incidents of system disruption to the SEC office later
misappropriation of and interference with client assets. In addition, handling securities conversion for clients was beyond the scope of responsibilities assigned by her employer securities company. Sutthasinee?s
securities of his client without authorization. His misconduct caused his client more than one million baht in damage. The interference with the client?s assets contravened the Standards of Conduct under
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
ทบต่อระบบสารสนเทศที่มีความสำคัญ ประเภทระบบหยุดชะงัก (system disruption) ต่อสำนักงานล่าช้ากว่าระยะเวลาที่ประกาศกำหนด เป็นจำนวน 6 ครั้ง พ.ร.ก.สินทรัพย์ดิจิทัล ม.30 การประชุมคณะกรรมการเปรียบเทียบ ครั้ง
securities in the client?s account without authorization. His actions, authorized or arbitrary, were deemed interference with client assets, non-compliance with professional standards of conduct. In the case
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
the investor contact. The interference with the client?s assets and the offering of false information to the client with the intention to deceive are dishonest doings and contravene the standards
investor contacts, securities companies and investors themselves of the negative effects of asset interference and strongly advising investor contacts against committing such misconduct; otherwise, the SEC