a reasonable period; (3) informing the client and the person who has power to instruct the orders for securities trading for the client’s account that the securities company is obliged to notify and
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
) informing the client and the person who has power to instruct the orders for securities trading for the client’s account that the securities company is obliged to notify and deliver the information and
management companies advise the employers and the Provident Fund Committees to render assistance and clearly communicate with the PVD member employees about the reasons and the necessity for postponement or
emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to
procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to analyze value and
as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients
LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 29/04/2021 19:01 Informing information on connected transactions (receiving financial assistance from the Company's director and
disclosure made by Indorama Ventures Public Company Limited (“IVL”) on 15th August, 2017 informing that IVL intends to acquire DuraFiber Longlaville, France, IVL would like to inform that it completed all
Pursuant to Section 6(3) and Section 8(1) of the Royal Decree No. 750 issued by the Revenue Department, any VC or PE Trust wishing to receive revenue tax exemption is required to notify its VC or PE