Bangkok, April 8, 2014 ? The SEC requires all licensees of securities and derivatives businesses appoint independent directors at least one-fourth of the board members by January 1, 2016.SEC
already appropriate. In this regard, the transactions above are deemed acquisition of assets and related party transactions; therefore, they are subject to approval of the shareholders’ meeting
independent financial advisor views that despite the reasonable objectives of the proposed acquisitions, NBC’s shareholders should not grant an approval because (1) the sale price of “Komchadluek” assets and
Bangkok, February 21, 2014 ? The SEC is seeking public comment on revising the regulations concerning independent directors of licensed securities and derivatives business operators. The proposed
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
Bangkok, April 22, 2014 ? The SEC unveiled the Independent Audit Inspection Activities Report 2013 which reflected advancement of audit oversight in Thailand, underlined transparency in auditor
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Holborn Assets : Unlicensed securities and derivatives business (Disclosure Date : 16/10/2020)
Notification of Connected Transactions as follows: 1) Disclose information regarding disposal of assets and connected transactions of the Company to the Stock Exchange of Thailand; 2) Appoint an independent