, such as, the forms of services, the presumption of algorithm, any relevant risks, including the factors or events that would hinder the use of technology, and such information must be sufficient enough
, the hypothesis of an algorithm, any relevant risks, including the factors or events that would hinder the use of technology. This is to provide investors with sufficient information to decide to use
hinder the impact affecting the investors, the capital market, and the country’s economy. This public hearing is the result from the reasons thereof, which proposes the revision of the report forms of
legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer
financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings
30, the SEC Office may issue order for one or several kinds of the following measures: (1) restriction on the REIT manager’s business operation; (2) suspension of the approval to be REIT manager for a
restriction in case where the asset management companies are unable to maintain adequate capital. As the asset management companies have been allowed to apply for undertaking of business as a trustee, the
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
. Reviewed by taking into account comments and recommendations of the business operators received from the previous public hearing, the draft rules include rectification period, restriction of business
circumstances or hinder businesses or livelihoods, thus imposing unnecessary burdens on the public.