List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Cross Investing Fund | Offering Date : 30/08/2013 - 30/08/2013
หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง
the SEA?s Section 241, securities trading of the former GPF head in advance of the fund by using information about the fund?s pending orders (front running) is a breach of professional ethics for taking
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Q1/2011
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Q2/2011
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Q3/2011
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Year 2011
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Q1/2012
CITY STEEL (CITY) PUBLIC COMPANY LIMITED | Q2/2012