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SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Attn : The Directors and The MAI Manager Ref: Dimet AC 1902/001 February 12, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.2’s performance
Attn : The Directors and The MAI Manager Ref: Dimet AC 0817/1 August 30, 2017 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Year End result and clarification of
Attn : The Directors and The MAI Manager Ref: Dimet ACC 1711/001 November 9, 2017 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q1’s performance Dear
Attn : The Directors and The MAI Manager Ref: Dimet AC 1802/001 February 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on improved Q.2’s
Attn : The Directors and The MAI Manager Ref: Dimet AC 1905/001 May 13, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.3’s performance (January
Attn : The Directors and The MAI Manager Ref: Dimet AC 0818/1 August 27, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Year End result and clarification of
Attn : The Directors and The MAI Manager Ref: Dimet AC 1811/001 November 13, 2018 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance
Attn : The Directors and The MAI Manager Ref: DIMET AC 1911/001 November 14, 2019 Attention: The Directors and The MAI Manager The Stock Exchange of Thailand Subject: Report on Q.1’s performance