SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
ฟื้น คืนโลกสีคราม” Planet Ocean: Tides are Changing โดยได้รับเกียรติจากนายวราวุธ ศิลปอาชา รัฐมนตรีว่าการกระทรวงทรัพยากรธรรมชาติและสิ่งแวดล้อม เป็นประธานในงาน เมื่อวันที่ 8 มิถุนายน 2566 ณ ลานหินขาว
with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
Market Price (Enclosure 1) 1. Details of the offering, determination and appropriateness of the offering price and determination of the market price 1) Changing the subscription and payment date and time
Transforming Economy,? attracting world-famous speakers to share their experience on corporate culture development for sustainable business as a means to handle new challenge and take care of shareholders and
Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives
government sector is constantly changing. As a result, many people expect the business sector to be the key force in establishing corporate governance and driving all sectors to achieve sustainable growth
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________