SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
SEC Deputy Secretary-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party
baht to support the 2024 Automated Telemetry Station Maintenance Project. This contribution aims to assist communities in disaster prevention, monitoring, and preparedness to effectively respond to
อาวุโส สำนักกำกับดูแลและตรวจสอบ มาบรรยายให้ความรู้และแบ่งปันประสบการณ์เกี่ยวกับหลักเกณฑ์และการกำกับดูแลการใช้ชุดคำสั่งคอมพิวเตอร์สำหรับส่งคำสั่งซื้อขายโดยอัตโนมัติ (automated programmatic trading) ซึ่งรวม
OR "computerized actual" OR "automated real" OR "automated genuine" OR "digital real" OR "digital genuine"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
website: www.globalinvestments.net and www.Qropdirect.com to lure investing public that it had a team of experienced and expert investment consultants to handle suitable portfolios for investors through
handle suitable portfolios for investors through different company names such as Global Investments Far East Limited and Global Investments International Limited. The aforesaid person jointly operated
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
likelihood and the possible effects. 7.5 The company has measures and operational plans to handle risk by either accepting, reducing, avoiding or sharing risks. 8. The organization considers the potential for
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