The Constitutional Court has passed a unanimous ruling that the presumption of persons having known or possessed the inside information under Section 243 and Section 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary to or inconsistent with Paragraph 1 of Section 26 and Paragraph 2 of Section 29 of the Constitution. ...
SEC Secretary-General Ruenvadee Suwanmongkol said in the seminar “Prepare Thai Capital Market towards KYC in the Digital Age”, which SEC had held on 22 May 2019, that although technology had become an important factor for stocks and mutual funds investment in recent times, but opening a trading account, which is the first step towards the services in the capital market, still takes a long time because most of the license entities still use the same method taking about 5 to 7 days until th...
will be beneficial for the Capital Market services accessibility . In the first phase, SEC also has planned to adopt the DLT to increase the effectiveness in accepting and enforcing collaterals in
capital market and adopt holistic approach to make a clear role for each party. SEC will be responsible for issuing regulations, regulating, enforcing rules and protecting interest of minority shareholders
regulating and enforcing laws to protect investors. Simultaneously, it encompasses the development of various market aspects, particularly market accessibility for wider ranges of Thai population. The goal
The Terms and Conditions are essential for enforcing bond repayment obligations and establishing the commitments between bond issuers and bondholders. Additionally, they serve as a reference for
The Terms and Conditions – a key document for enforcing bond debt repayment – defines the obligations between bond issuers and bondholders and serves as a reference for parties involved in bond
Re: Enforcing Accounting Standards for Securities Company which is not Public Limited Company dated 7 March 2002; Clause 2. This Notification shall come into force as from 1 January 2011. Notified this
, (8) Trading across Borders, (9) Enforcing Contracts, and (10) Resolving Insolvency. In conducting the assessment, the World Bank takes into consideration governing laws and associated regulations, as