started from March 8, 2004 onwards. The meeting concluded that one-week turnover ratio of 100% or over should be used as a cut-off point, considering that it is appropriate for the current trading
aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the
This is in response to news on a website stated that the Office of the Securities and Exchange Commission (SEC) will prohibit margin loans and net settlement for shares having turnover ratio of more than 40% or high P/E ratio or operating loss or being in the REHABCO sector. The SEC would like to clarify as follows: - The Association of Securities Companies (ASCO), with its good intention to help prevent settlement risk and market manipulation, has conducted a hearing among its members...
in line with the current average period wherein an auditor is entrusted to be the engagement partner or the auditor affixing signature to express an opinion to financial statements on behalf of the
For greater transparency and fairness of the allocation of initial public offering (IPO) or public offering (PO) securities, the SEC approved draft rules prohibiting the allocation of IPO/PO securities to mutual funds of related parties. Such mutual funds of related parties are as follows: (1) a mutual fund that more than 50% of the total investment units sold are held by related parties, or (2) a mutual fund that not more than 50% of the total investment units sold are held by related parties,...
The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current
financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018. The misconduct of the four current and former executives and directors* is
Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/07/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 19/09/2007