seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
Bangkok, 15 May 2018 ? The SEC will conduct a public hearing on draft regulations to be issued by virtue of the Royal Decree on the Digital Asset Businesses B.E. 2561 (2018), which became effective
In recent times, investment management companies are significant and connected to country’s economic system and have been growing continuously. By the end of June 2018, the net asset value, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any events leading to fluctuations in the investment management business, a significant impact could pro...
The Terms and Conditions – a key document for enforcing bond debt repayment – defines the obligations between bond issuers and bondholders and serves as a reference for parties involved in bond-related operations, such as bondholder representatives and bond registrars. The revised Terms and Conditions is in compliance with the SEC’s amended regulations, enhances the efficiency of bondholder representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers....
guideline for efficient AGM preparation.? More details of the AGM assessment results are available at (1) the SEC website www.sec.or.th, (2) the LCA website www.lca.or.th and (3) the TIA website
Facebook page Positive good : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)
Bangkok, October 10, 2008 ? SEC Deputy Secretary-General Prasong Vinaiphat today gave a statement reassuring investors of the sound condition of the Thai stock market despite a huge fall of SET Index earlier this week as a result of ongoing global financial crisis and domestic political uncertainty. ?Trading volatility in the Thai stock and derivatives markets is in line with our regional counterparts and, according to industry organizations and market participants, current trading conditions...