. However, the pay-in-kind alternative must pass the unanimous vote of unitholders to prevent any disagreement or objection afterwards. The deadline for the pay-in-kind of non-investable assets obtained
been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC
of information; (3) providing appropriate channels, procedures and period of time for clearly demonstrating objection. 1 Whereas this Section prohibits a trustee from entering into a transaction
such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the
Letter to Appoint Agent for the Proceedings Report/Form (Notification of Securities and Exchange Commission) Form OrYo.3 Objection for the Dispute Report/Form (Notification of Securities and Exchange
to submit a notice of its appointment of a director and a manager via the SEC?s electronic work system. If the SEC does not make a refusal or an objection within five business days, it will be deemed
Securities Company Limited, had made trading orders before informing the client who did not make any objection and made payments for the trading transactions. The trading activities involved shares and
transaction is an appropriate and beneficial to the Company on a long- term basis, and no disagreement to the Company’s Board of Directors has been raised by the Company’s directors and/or the audit committee