the Act, the SEC has the power to give the informer a bounty in the amount up to 30% of the fine, paid by the wrongdoer to the court for commissioning the offences of market manipulation, cornering

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

artificially driving up prices, engaging in intraday profit-taking, dominating bid orders, and setting closing prices. Meanwhile, Mr. Peeranut sold RPC shares in his other trading account in a manner that

controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Narin Usanawarong certified the completion and accuracy of the information provided in Form 247-4. SEC Act S.300

controlling person.SEC is therefore considering revision of the definition of major shareholder from currently being based on the “number of voting shares” to the “number of voting rights” to ensure that the

November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid

November – 28 December 2018. Atthavut and Sujeera colluded to send trading orders of TIGER stocks in manners of manipulating the closing price, executing bid orders to heighten the price, dominating bid and

controlling the spread of fake news. The SEC was one of the 10 award recipients selected from over 400 organizations. The event was held at Centara Life Government Complex Hotel & Convention Centre Chaeng

of persons; and revising definition of the same group of persons to include controlling persons. The draft regulations and consultation paper are available on the SEC website at www.sec.or.th